Other Professionals

WILLIAM J. BALLOU

Chief Compliance and Chief Operating Officer


RICHARD H. BINDER, CPA

Chief Financial Officer


Chief Compliance and Chief Operating Officer | Joined in 2002

Mr. Ballou is Chief Compliance and Chief Operating Officer with oversight responsibility of compliance, finance, marketing and trading.  An equity partner in the firm, he is a member of the Management Committee.

  • Duke University – JD
  • Union College – BS
  • 27 years experience

Chief Financial Officer | Joined in 1992

Mr. Binder is Chief Financial Officer.  He is an equity partner in the firm.

  • University of Massachusetts – BA
  • Certified Public Accountant
  • 32 years experience

JILLIAN P. BERGGREN

Controller


WILLIAM (SKIP) A. CARINO

Network / IT Manager


Controller | Joined in 2017

Ms. Berggren is the Controller for the firm.

  • Bentley University – MBA
  • Bentley University – BS
  • 12 years experience

Network / IT Manager | Joined in 2007

  • University of Massachusetts – BS
  • 35 years experience

DAVID OKEREKE, CISSP

Systems Administrator


FORREST H. LETARTE, CFA

Operations Team


Systems Administrator | Joined in 2009

  • Boston University – MS
  • University of Massachusetts – BS
  • Certified Information Systems Security Professional
  • 17 years experience

Operations Manager | Joined in 2011

Mr. Letarte is the Operations Manager.

  • Plymouth State University – BS
  • Chartered Financial Analyst®
  • 10 years experience

CYNTHIA A. TREGGIARI

Operations Team


EDWARD VASQUEZ

Operations Team


Assistant Vice President | Joined in 2002

Ms. Treggiari is an Assistant Vice President in the Operations Group and responsible for the Mid Cap Growth and Mid Cap Value strategies.

  • University of Massachusetts – BA
  • 17 years experience

Operations Associate | Joined in 2009

Mr. Vasquez is an Operations Associate for the Small Cap Growth and Small Cap Value strategies.

  • Babson College – MBA
  • University of Massachusetts – BS
  • Mass Bay Community College – AS
  • 15 years experience

BRETT W. MORRISON

Operations Team


JENNIFER M. SULLIVAN

Receptionist


Operations Associate | Joined in 2011

Mr. Morrison is an Operations Associate for the Capital Appreciation and Smid Research strategies.

  • Suffolk University – BSBA
  • 10 years experience

Receptionist | Joined in 2016

  • Boston College – BS
  • 13 years experience

PAIGE C. EHART

Office Assistant



Office Assistant | Joined in 2016

  • Rollins College – BA
  • 4 years experience

Other Professionals

WILLIAM J. BALLOU

Chief Compliance and Chief Operating Officer


RICHARD H. BINDER, CPA

Chief Financial Officer


Chief Compliance and Chief Operating Officer | Joined in 2002

Mr. Ballou is Chief Compliance and Chief Operating Officer with oversight responsibility of compliance, finance, marketing and trading.  An equity partner in the firm, he is a member of the Management Committee.

  • Duke University – JD
  • Union College – BS
  • 27 years experience

Chief Financial Officer | Joined in 1992

Mr. Binder is Chief Financial Officer.  He is an equity partner in the firm.

  • University of Massachusetts – BA
  • Certified Public Accountant
  • 32 years experience

JILLIAN P. BERGGREN

Controller


WILLIAM (SKIP) A. CARINO

Network / IT Manager


Controller | Joined in 2017

Ms. Berggren is the Controller for the firm.

  • Bentley University – MBA
  • Bentley University – BS
  • 12 years experience

Network / IT Manager | Joined in 2007

  • University of Massachusetts – BS
  • 35 years experience

DAVID OKEREKE, CISSP

Systems Administrator


FORREST H. LETARTE, CFA

Operations Team


Systems Administrator | Joined in 2009

  • Boston University – MS
  • University of Massachusetts – BS
  • Certified Information Systems Security Professional
  • 17 years experience

Operations Manager | Joined in 2011

Mr. Letarte is the Operations Manager.

  • Plymouth State University – BS
  • Chartered Financial Analyst®
  • 10 years experience

CYNTHIA A. TREGGIARI

Operations Team


EDWARD VASQUEZ

Operations Team


Assistant Vice President | Joined in 2002

Ms. Treggiari is an Assistant Vice President in the Operations Group and responsible for the Mid Cap Growth and Mid Cap Value strategies.

  • University of Massachusetts – BA
  • 17 years experience

Operations Associate | Joined in 2009

Mr. Vasquez is an Operations Associate for the Small Cap Growth and Small Cap Value strategies.

  • Babson College – MBA
  • University of Massachusetts – BS
  • Mass Bay Community College – AS
  • 15 years experience

BRETT W. MORRISON

Operations Team


JENNIFER M. SULLIVAN

Receptionist


Operations Associate | Joined in 2011

Mr. Morrison is an Operations Associate for the Capital Appreciation and Smid Research strategies.

  • Suffolk University – BSBA
  • 10 years experience

Receptionist | Joined in 2016

  • Boston College – BS
  • 13 years experience

PAIGE C. EHART

Office Assistant



Office Assistant | Joined in 2016

  • Rollins College – BA
  • 4 years experience